Full text of HUATAI SECURITIES (USA), INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BAIN CAPITAL DISTRIBUTORS, LLC ## AUDITED STATEMENT OF FINANCIAL CONDITION ## DECEMBER 31 , 2020 {1}------------------------------------------------ ## BAIN CAPITAL DISTRIBUTORS, LLC ST A TEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020 ## **CONTENTS** | | PAGE | |---------------------------------------------------------|------| | Oath or Affirmation<br>Facing Page - | 1-2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of financial Condition | 4 | | Notes to Statement of Financial Condition | 5-8 | {2}------------------------------------------------ UNITED ST ATES SECURITLES ANO EXCHANGE COMMISSlON Washington, D.C. 20549 | | OMS APPROVAL | |-------------|-------------------------------| | OMB Number: | | | | Expires: October 31, 2023 | | | Estimated average burden | | | hours oer resoonse .• _ 12.00 | | | SEC FILE NUMBER | | | 8 - 69599 | ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** ### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ~~~~ | 0~1~2~0~2~0~~~~ANDENDING~~~- | /2~0~2"'-~~- | |-----------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|------------------------------|--------------| | | MMIDDIYYYY | | MM 'DD/YYYY | | | A. REGISTRANT IDENTIFICATION | | | | AME OF BROKER-DEALER: | | | | | BAIN CAPITAL DISTRIBUTORS, LLC | OFFICIAL USE ONLY | | | | | FIRM ID. NO. | | | | ADDRESS OF PRr CIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 200 Clarendon Street<br>(No. and Srreet) | | | | Boston | MA | | 02116 | | (City) | (State) | | (Zip Code) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | PricewaterhouseCoopers LLP | | | | | (Name - 1( i111/Jwtluul. stale las1. first. middle 11a111e) | | | | 101 Seaport BLVD, Suite 500 | Boston | MA | 02210 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>[!) Certified P11blic Accountanr<br>D Public Accountant<br>0 Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | *\*Claims for exe111ptio11 fro111 1he require111e111 1ha1 1he 01111110/ reporl be covered by 1he opinion of 011 indepe11den1 public acco1111101…Read the full text as markdown