Full text of C6 CAPITAL SECURITIES LLC's X-17A-5/A filed 2020-03-10 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL AUDITED REPORT<br>FORM X-17A-5 | |---------------------------------------| | DART III | | | 8 . | 707892 | | | |------------|--------------------------|--------------------------|--|--| | | | SEC FILE NUMBER | | | | | Estimated average burden | 00 00 12 Benonse 12 00 | | | | | Expires: August 31, 2020 | | | | | OMB Number | | 3235-012 | | | | | OMB APPROVAL | | | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 1/1/2019 | AND ENDING | 12/31/2019 | |---------------------------------------------------------------------------------------------------|----------------------------------------------------------|-------------------|-----------------------------| | | MMDD/Y | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | C6 CAPITAL SECURITIES LLC | | OFFICIAL USE ONLY | | | | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>600 LEXINGTON AVENUE 32ND FL | | | | | | (No and Sireet) | | | | NEW YORK | NY | | 10022 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Renata Clemente | | | (646) 253 5566 | | | | | (Area Cade - Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | PricewaterhouseCoopers LLP | | | | | | (Name -- If Individual, state last, first, middle name ) | | | | | | | | | | New York | NY | | | | (City) | (Stare) | (Zip Code) | | x Certified Public Accountant | | | | | Public Accountant | | | | | (Address)<br>CHECK ONE:<br>Accountant not resident in United States or any of its possessions | | | | | | FOR OFFICIAL USE ONLY | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public wecombant must be supported by a suatement of facts and circumstances relied on as the basis for the exection 240.17a-5(e)(2). > Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {1}------------------------------------------------ # OATH OR AFFIRMATION | 1.<br>Renata Clemente<…Read the full text as markdown