Full text of CEIBA FINANCIAL, LLC's X-17A-5 filed 2025-08-28 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** QMR APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-30326 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07/01 /24** AND ENDING 06/30f25 MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: CEIBA FINANCIAL, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1831 LEXINGTON DR. | | (No. and Street) | | | | |--------------------------------------------------------------------------------------------------|------------------------------------------------------------------------|-----------------|--------------------|--| | FULLERTON | CA | | 92835 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | CARLOS ANDRES LANE 202.297 .3737 | | | CLANE@CEIBAFIN.COM | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>NTT & Company, PLLC | | | | | | 3488 South U.S. Hwy 77 | (Name - if individual, state last, first, and middle name)<br>Giddings | TX | 78942 | | | (Address) | (City) | (State) | (Zip Code) | | | 03/19/2019 | | 6543 | | | | rte of, .,,.,~ .ath PCAOB)(" ,pplka~e) | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1){ii), if applicable. **Persons who are to respond to the collection of information contained** in this form are not **required to respond unless the** form **displays a** currently **valid 0MB** control number. {1}------------------------------------------------ #### OATH **OR AFFIRMATION** | I, CARLOS ANDRES LANE | | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------|--|----|----…Read the full text as markdown