Full text of IHT SECURITIES, LLC's X-17A-5 filed 2023-02-15 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL<br>OMB Number: 3235-0123 | | |---------------------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-70256 | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------|------------------------------------------------------------|---------|--------------------------------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 | | | | | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: IHT SECURITIES, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | Security-based swap dealer @ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 123 N WACKER DRIVE, SUITE 2300 | | | | | | | | | | | (No. and Street) | | | | | | | CHICAGO | | 11 | | | 60606 | | | | (City) | | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | TOM SHEA | | 815-782-1250 | | | TOM@GSCOMPLIANCECONSULTING.COM | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>FGMK, LLC | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 2801 LAKESIDE DRIVE, 3RD FL BANNOCKBURN IL | | | | | 60015 | | | | (Address) | | (City) | | (State) | (Zip Code) | | | | 12/17/2009 | | | | 3968 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accou…Read the full text as markdown