Full text of QUANTLAB BROKERAGE, LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .. .. .. 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-70274 | FACING PAGE Information Required of Brokers a nd Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 a nd Rule 17a-5 T hereunder | | /01/20<br>AND ENDING 12/31/20<br>REPORT FOR THE PERIOD BEGINNING 01 | | | | |-------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------|--------------------------------|--| | | MM/DD/YY | ----------------------<br>MMIDD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Quantlab Brokerage, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM J.D. NO. | | | 3 Greenway Plaza, Suite 200 | | | | | | | (No. and Street) | | | | | Houston | Texas | | 77046 | | | (City) | (State) | | (Zip Code) | | | Sabrina E. Buniva (713) 400-5914 | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT TN REGARD TO THIS REPORT | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Briggs & Veselka Co. | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>{Name - if individual, state last, fll'st, middle name) | | | | | | Nine Greenway Plaza, Suite 1700 Houston | Texas | 77046 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE<br>: | | | | | | I<br>Certified Public Accountant<br>It~ | | | | | | Public Accountant | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *"'Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ####…Read the full text as markdown