Full text of PORTUM CAPITAL LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION #### REPORT PURSUANT TO SEC RULE l 7a-5(d) FOR THE YEAR ENDED DECEMBER 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **0MB APPROVAL OMa Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12** **SEC FILE NUMBER** 8-70281 | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|------------|-----------|-----------------------------------------| | 01/01/25 | | | 12/31 /25 | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Portum Capital, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>C!l Broker-dealer<br>D Check here if respondent is also an OTC llerivatives dealer | | | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 40 Wall Street, Suite 1702 | | | | | | | {No. and Street) | | | | | New York | | NY | | 10005 | | (City) | {State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jeff Horowitz | | | | jeffhorowitz@bitgo.com | | (Name) | (Area Code -Telephone Number)<br>(Email Adllress) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Brian W. Anson, CPA | | | | | | {Name -if indfvidual, state last, first, and milldle name) | | | | | | 18455 Burbank Blvd. Suite 406 Tarzana | | | CA | 91356 | | (Address) | (City) | | (State) | (Zip Code) | | 09/15/2005 | | | 2370 | | | ie of Reg;st,ation w;th PCAOBj(ff applkablel | | | | (P<:AOB Re�stration Numb-, ;f ap�kable] | | T | FOR OFFICIAL USE ONLY | | | I | \* **Claims for exemption from the re11uirement that the annual reports be covered by the reports of an independent 11ublic accountant must be supported by a statement of facts and circumstances relied on as the ltasis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable…Read the full text as markdown