Full text of REDMONT CAPITAL MARKETS LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | nuis hel response. | | |--------------------|--| | | | | SEC FILE NUMBER | | | 8-70291 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|----------|-----------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 01/01/23 | | AND ENDING | 12/31/23 | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Redmont Capital Markets LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>■ Broker-dealer<br>[ ] Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 820 Shades Creek Parkway, Suite 1200 | | | | | | | | | | (No. and Street) | | | | | | Birmingham | | AL | | 35209 | | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Douglas Sellers | | 334-201-8615 | | | dsellers@redmontcapital.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>LBMC, PC | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 201 FRANKLIN RD, BOX 1869 BRENTWOOD | | | | ITN | 37,024 | | | (Address) | | (City) | | (State) | (Zip Code) | | | 10/20/03 | | 450 | | | | | | (Date of Registration with PCAOB)(if applicable) | | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB cont…Read the full text as markdown