Full text of AEL FINANCIAL SERVICES, LLC's X-17A-5 filed 2026-03-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUM BER 8-70298 | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | |--------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------|------------|-----------------|-----------------------------------------| | | 01/01/25<br>12/31/25<br>________ | | | ________ | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | | _<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | AEL Financial services LLC | | | | | | NAME OF FIRM : | ____________________________ | | | _ | | TYPE OF REG ISTRANT {check all applicable boxes): | | | | | | IXl Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Securit y-based sw ap dealer | | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.)<br>2101 Rexford Road, suite 310 | | | | | | | (No. and Street) | | | | | Charlotte | NC | | | 28211 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FI LI NG | | | | | | Susan Hayes | 609-642-6593 | | m | shayes@pattentraining.co | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this f<br>DeMarco sciaccotta Wilkens & Dunleavy, LLP | | | iling* | | | 20646 Abbey Woods Ct, N., STE 201 | (Name - if individual, state last, first, and middle name)<br>Frankfort | | IL | 60423 | | | | | | | | (Address)<br>12/21/2010 | (City) | 5376 | (State) | (Zip Code) | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to t he collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Elizabeth Bailey | swear (or affirm) that, to the best of my kn | owledge and belief, the | |-------------------------------------------------------------------|-----------------…Read the full text as markdown