Full text of ASTRIS SECURITIES, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # (A Wholly-Owned Subsidiary of Astris Finance, LLC) # Financial Statements (with supplementary information) and Report of Independent Registered Public Accounting Firm December 31, 2021 {1}------------------------------------------------ | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | | -70306 | | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | Astris Securities, LLC<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>[] Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1627 Eye Street NW, Suite 1210 | | | | | | | (No. and Street) | | | | | Washington | DC | | | 22206 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jean-Marie Boudet | (202) 459-9217 | | | jean-marie.boudet@astrissecurities.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>CohnReznick LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 7501 Wisconsin Avenue, Suite 400E | Bethesda | MD | | 20814-6583 | | (Address) | (City) | | (State) | (Zip Code) | | 10/14/2003 | | 596 | | | | (Date of Registration with PCAOB)(if applicable)<br>* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | {2}------------------------------------------------ | | Tobey S. Collins<br>swear (or affirm) that, to the best of my knowledge and belief, the | |---|----------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown