Full text of STAX CAPITAL's X-17A-5 filed 2026-03-12 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER ## ANNUAL REPORTS FORM X-17A-5 PART III | 8-70311 | |---------| | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |-----------------------------------------------------------------------------------------------------------|--| |-----------------------------------------------------------------------------------------------------------|--| | ="ING FOR THE PERIOD BEGINNING 01/01/2025 | | AND ENDING 12/31/2025 | |-------------------------------------------|----------|-----------------------| | | MM/DD/YY | MM/DD/YY | ## A. REGISTRANT IDENTIFICATION NAME OF FIRM: Stax Capital TYPE OF REGISTRANT (check all applicable boxes): = Broker-dealer O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 2262 Carmel Valley Road, Suite G | | | | |----------------------------------|--|--|--| | | | | | | | | (No. and Street) | | | |--------------------------------------------------------------------------------------------|--------------|--------------------------------|--------------------------------------------|------------| | Del Mar | | CA | | 92014 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert Campbell | 973-727-7379 | | Robert.Campbell@acaglobal.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | Michael Coglianese, CPA P.C.<br>(Name - if individual, state last, first, and middle name) | | | | | | 300 Tri State International, Suite 180 Lincolnshire | | | | 60069 | | (Address) | | (City) | (State) | (Zip Code) | | 10/20/2009 | | | 3874 | | | (Date of Registration with PCAOB){if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the hasis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the fo…Read the full text as markdown