Full text of Cowen Financial Products LLC's X-17A-5/A filed 2025-08-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Cowen Financial Products LLC** **Statement of Financial Condition** **December 31, 2024** *(SEC I.D. No. 026-00059)* {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-22522 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | ij;;-:;(.1';;,; ;2;.>i~(-}:,;-,;/{;;~.; ;, ~-·· ./-i,.-,, (~:, , • •<br>;f"'<br>''<br>.:;\ft; | | | |---------------------------------|------------------------------------------------------------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING | 01/01/2024<br>)<br>12/31/2024 | | | | | MM/DD/YY :j<br>Mrv1/DD/YY | | | | | 1<br>.,., | | | #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **\_\_\_\_ C\_o\_w\_e\_n\_F\_i\_n\_a\_n\_c\_ia\_l\_P\_r\_o\_d\_u\_ct\_s\_L\_L\_C \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_** TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer IRl Security-based swap dealer O Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 599 Lexington Avenue | | | |--|--|----------------------|--|--| |--|--|----------------------|--|--| | | (No. and Street) | | | |--------------------------------------------------|---------------------------------------------------------------------------|-----------------|--------------------------------------------| | New York | NY | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Matthew Fludgate | 646-562-1824 | | Matthew.Fludgate@tdsecurities.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Ernst & Young LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | One Manhattan West | New York | NY | 10001 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 42 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | \* Claims for exemption from the requirement that…Read the full text as markdown