Full text of CONNAUGHT (U.S.) LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **CONNAUGHT (U.S.) LLC** STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2025 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** OMBAPPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | 8-70323 | | |-----------------|--| | SEC FILE NUMBER | | | | FORM X-17A-S | | 8-70323 | | |------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------------------------------|-------------------------------------------|--| | | PART Ill | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING | ________<br>01-01-2025 | AND ENDING | ________<br>12-31-2025<br>_ | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | ____________________________<br>Connaught (U.S.) LLC | | _ | | | TYPE OF REGISTRANT {check all applicable boxes):<br>□ Broker-dealer<br>■<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | 170 Piccadilly, 6th Floor (West) | | | | | | | (No. and Street) | | | | | London | | | W1J 9EJ | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | James Huelin | +44 20 7042 8097 | | JH@connaught.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | UHY LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 4 Tower Place, Executive Park | | NY | 12203 | | | (Address) | (City) | (State) | (Zip Code) | | | 7/1/2004 | | 1195 | | | | Tte of Reg;sua1;,n w;th PCAOB)l;f applka~el | | | (PCAOB Reg;su,Unn Numbe,, ;1 appl;cable)I | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public **FOR OFFICIAL USE ONLY** accountant must be supported by a sta…Read the full text as markdown