Full text of PGB SECURITIES LLC's X-17A-5 filed 2026-01-21 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OM B APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-70338 | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|------------------------|--|--|--|--| | FILING FOR THE PERIOD BEGINNING 01/01/25 | | 12/31/25 | | | | | | | AND ENDING<br>MM/DD/VY | ----------<br>MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: PGB Securities LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>G Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 500 Hills Drive | | | | | | | | | (No. and Street) | | | | | | | Bedminster | NJ | 07921 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Eric Waser | (908) 443-5385 | ewaser@pgbank.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | Crowe LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 485 Lexington Avenue | New York | 10017<br>NY | | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | Ir• **of Reg;mat;oo w;th PCAOB )(;f appUcable) FOR OFFICIAL USE ONLY** ( PCAOB Reg;m,uoo N, m bee, **;fa** ppUcable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public September 23, 2003 173 accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption . See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons…Read the full text as markdown