SEALY INVESTMENT SECURITIES, LLC X-17A-5 (2026-02-25) — Broker-dealer annual report

Full text of SEALY INVESTMENT SECURITIES, LLC's X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ Sealy Investment Securities, LLC | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | # 8-70340 01/01/25 12/31/25 | 5910 N Central Expressway, Suite 1700 | | |---------------------------------------|--| |---------------------------------------|--| | | | | 8-70340 | |--------------------------------|--------------------------------|------|------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 5910<br>N<br>Central | Expressway,<br>Suite<br>1700 | | | | | | | | | Dallas | TX | | 75206 | | | | | | | | | | | | Ana<br>R<br>Carter | 813-442-1645 | | anac@sealyinvestmentsecurities.com | | | | | | | | | | | | | | | | | Assurance<br>Dimensions | | | | | | | | | | 3111<br>N<br>University<br>Dr, | Coral<br>Springs<br>Ste<br>621 | FL | 33065 | | | | | | | 04/13/2010 | | 5036 | | | | | | | | | | | | {1}------------------------------------------------ | I Peter Jackson | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------------------------------------------------------------|-------|---------------------------------------------------------------------|-------| | tinancial report pertaining to the firm of Sealy Investment Securities, LLC | | | as of | | 17/21 | A OOE | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ Sealy Investment Securities, LLC FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION December 31, 2025 {3}------------------------------------------------ ## Table of Contents | | Table of Contents | |---------------------------------------------------------|--------------------------------------------| | | | | Annual Report Form X-17A-5 | 1-2 | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statements: | | | | Statement of Financial Condition 4 | | Notes to the Financial | Statements……………………………………………………….…………<br>-1 | {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) ### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM of Sealy Investment Securities, LLC ### Opinion on the Financial Statement To the Member We have audited the accompanying statement of financial condition of Sealy Investment Securities, LLC (the "Company") as of December 31, 2025, (referred to as…

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