Full text of CAPITALA SECURITIES, LLC's X-17A-5 filed 2026-02-19 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **PUBLIC COPY** # **CAPIT ALA SECURITIES, LLC FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION** As of and for the year ended December 31, 2025 And Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | | SEC FILE NUMBER | | |--|-----------------|--| 8-70342 I **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01 /01 /25 MM/DD/YY AND ENDING 12/31 /25 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Capitala Securities TYPE OF REGISTRANT (check all applicable boxes): � Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 4201 Congress Street, Suite 360C {No. and Street) Charlotte NC {City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 28209 {Zip Code) Christine Alala (704) 790-1666 calala@capitalasecurities.com (Name) {Area Code -Telephone Number) {Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* GreerWalker LLP {Name -if individual, state last, first, and middle name) 15 South Main Street #800 Greenville (Address) {City) 06/07/05 SC (State) 2324 29601 {Zip Code) r te of Reg;;tc,tioo w;th PCAOB){;f appHcable) **FOR OFFICIAL USE ONLY** (PCAOB R,g;;tc,Uoo N,mbe,, if appHcable I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Christine Alala | swear (or affirm) that, to the best of my kn owl edge and bel i ef, the | | |------------------------------|----------------------------------------------------…Read the full text as markdown