Full text of HEWLETT POINT SECURITIES, LLC's X-17A-5 filed 2024-11-19 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Copy of document filed with the Securities and Exchange Commission on February 27, 2023 **HEWLETT POINT SECURITIES, LLC FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT PUBLIC ACCOUNTING FIRM ENDING DECEMBER 31, 2022 FINRA ID 304127** {1}------------------------------------------------ #### **December 31, 2022** # **(C0NFIDENTIAL PURSUANT TO RULE 17 a- 5 (e) (3))** #### *TABLE OF CONTENTS* | Facing Page<br>to Form X-17 A- 5 | 1 | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------|--| | Affirmation<br>of Officer | 2 | | | Report to Independent Registered Public Accounting | | | | Firm Statement of<br>Financial<br>Condition | 4 | | | Statement<br>of<br>Operations | | | | 6<br>Statement<br>of<br>Changes<br>in<br>Member's<br>Equity | | | | Statement<br>of<br>Cash<br>Flows | 7 | | | Notes<br>to<br>Financial<br>Statements | 8-11 | | | Supplementary<br>Information<br>Computation of Net Capital Under Rules 15c3-1 the Securities and<br>Exchange Commission | 12 | | | Computation for Determination of Reserve Requirements and<br>Information relating to Possession of Control Requirements Under<br>Rule 15c3-3 of the Securities and Exchange Commission (Except)13 | | | | Report of Independent Registered Public Accounting Firm Regarding Rule<br>15c3-3 Exemption Report | | | | SEC Rule 15c3-3 Exemption Report | 14 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | # **ANNUAL REPORTS** # **FORM X-17A-5** # **PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-70348 | | I **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 1 Q/1 /21 | | AND ENDING 12/31 /22 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|----------------------|------------------------------------------|--| | | MM/00/YY | | MM/00/YY | | | | A.…Read the full text as markdown