# HEWLETT POINT SECURITIES, LLC X-17A-5 (2026-03-02) — Broker-dealer annual report - Company: HEWLETT POINT SECURITIES, LLC - Form: X-17A-5 - Filed: 2026-03-02 - Period: 2025-12-31 - Accession: 0001777905-26-000001 - CIK: 1777905 - File #: 8-70348 - Type: Broker-dealer - Material weakness: No - Auditor: NTT & Comany, PLLC - Auditor location: Beaumont, TX - Contact: Robert Raynor - Phone: 9146454825 - Email: raynor@hewlettpointsecurities.com - Website: hewlettpointsecurities.com - Signed by: Alan Roggen (CEO) Original filing: https://www.sec.gov/Archives/edgar/data/1777905/000177790526000001/123125hpspublic.audit.pdf --- {0}------------------------------------------------ The following report is for the public filing/upload. To prepare for EDGAR upload, the PDF should be "flattened". Please review the Internet for how to flatten a PDF document for upload to EDGAR and/or review the information in the Filing Instructions sent via email for Troubleshooting EDGAR uploads. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OM 8 APPROVAL | |--------------------------| | OMB Number 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | SECFILE NUMBER 8-70348 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |-----------------------------------------------------------------------------------------------------------|--|--| |-----------------------------------------------------------------------------------------------------------|--|--| | Intellight designed in the stars of a stores and really of the security and the resulties and of a result | | | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 01/01/25 | | AND ENDING 12/31/25 | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Hewlett Point Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):
Broker-dealer
Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | @ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 3932 Baden Drive | | | | | | | (No. and Street) | | | | | Holiday | ມີ | | 34691 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert Raynor | 914 645 4825 | | robert raynor@hewlettpointsecurities.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*
NTT & Company, PLLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 5865 Mistloe Avenue | Beaumont | IX | 77707 | | | (Address) | (City) | (State) | (Zip Code) | | | 03/19/2019 | | 6543 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ### OATH OR AFFIRMATION | Alan Roggen , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Hewlett Point Securities LLC as of 12/31 , 2 025 \_ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. ![](_page_2_Picture_3.jpeg) Signature Title: CEO Notary Public ### This filing \* \* contains {check all applicable boxes): - (a) Statement of financial condition. - (b) Notes to eenselidated statement of financial condition. - | (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - [ (d) Statement of cash flows. - [ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - [ (f) Statement of changes in liabilities subordinated to claims of creditors. - [ (g) Notes to consolidated financial statements. - [ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - O (i) Computation of tangible net worth under 17 CFR 240.18a-2. - [ [j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - | | | | Computation for determination of security-based swap reserve requirements pursuant to Exhibit 8 to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - (I) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. - [ (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - [n) Information relating to possession or control requirements for security-based swap customers under 1 ? CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - O (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of het capible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-2, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - [p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition, - (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable. - [r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - [ (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - (t) Independent public accountant's report based on an examination of the statement of financial condition. - [ (u) Independent public accountant's report based on an examination of the financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. - [ (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - [w] Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - | |x| Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.17a-12, as applicable. - [y) Report describing any material inadequacies found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). - O (z) Other: - \*\* To request confidential treatment of certain portions of this filing, see 17 CFR 240.170-5(e)(3), os opplicable. {3}------------------------------------------------ ### Hewlett Point Securities LLC Financial Statement Required by the U.S. Securities and Exchange Commission Including Independent Auditor's Report Thereon December 31, 2025 {4}------------------------------------------------ # Contents | Independent Auditor's Opinion | | |-----------------------------------|--| | Financial Statement | | | Footnotes to Financial Statements | | {5}------------------------------------------------ ![](_page_5_Picture_0.jpeg) ### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Member's of Hewlett Point Securities LLC: ### Opinion on Financial Statements We have audited the accompanying statement of financial condition of Hewlett Point Securities LLC (the "Company") as of December 31, 2025, and the related notes (collectively refered to as "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2025, in conformity with accounting principles generally accepted in the United States of America. ### Basis for Opinion These financial statement is the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audic accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial misstal misstatement, whether due to cror or fraud. Our audit included performing procedures to assess the risks of material statement, whether due to crron or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test hass, cvidence regarding the amounts and disclosures in the financial statement. Our audit also included walualing principles used and significant estimates made by management, as well as evaluating the financial statement. We believe that the audi of the financial statement provides a reasonable basis for our opinion, Beaumont, Texas March 2, 2026 We have served as the auditor for Hewlett Point Securities LLC since 2024. NTT & Company, PLLC 5865 Mistletoe Avenue Beaumont, TX 77707 512.766.8131 NathanTuttle@NTTCoCPA.com {6}------------------------------------------------ # Hewlett Point Securities LLC Financial Statements Statement of Financial Condition For the year ended December 31, 2025 | | Dec 31
25 | |---------------------------------|--------------| | ASSETS | | | Current Assets | | | Checking/Savings | | | Axos BasicBus0001 | 952 | | IB U7804220 | 61 306 | | Interactive Brokers Correspond. | 2.120 | | Total Checking/Savings | 64,377 | | Other Current Assets | | | Accrued customer sweep interest | 20 785 | | Total Other Current Assets | 20.785 | | Total Current Assets | 85_162 | | TOTAL
ASSETS | 85,162 | | LIABILITIES & EQUITY | | | Liabilities | | | Current Llabilities | | | Credit Cards | | | Capital One | 142 | | Total Credit Cards | 142 | | Other Current Liabilities | | | Inter company transfer | 172 | | Total Other Current Liabilities | 772 | | Total Current Liabilities | 915 | | Total Liabilities | 815 | | Equity | | | Members Draw | -160 600 | | Members Equity | 182 054 | | Opening Balance Equity | -111_614 | | Net Income | 174,407 | | Total
Equity | 84247 | | TOTAL LIABILITIES & EQUITY | 85.162 | The accompanying notes are an integral part of these financial statements. . 11 {7}------------------------------------------------ ## Hewlett Point Securities LLC Footnotes to Financial Statements For the year ended December 31, 2025 ### Note 1 - Organization Hewlett Point Securities LLC is a wholly owned company of Raynor and Roggen Holding LLC. The company was founded in November of 2018, in the state of Florida. Hewlett Point Securities was authorized by FINRA and SIPC on October 28, 2021. Hewlett Point Securities tailors each client's account setup and technology build out to their specific goals and requirements. We provide a primary nexus to the futures industry and a dedicated point of contact within our firm, reducing noise and imprecision throughout the investing process. The Company acts as an introducing broker-dealer, the Company is exempt from the provisions of Rule 15c3-3 as the Company does not directly receive, hold or otherwise owe funds or securities for or to customers, and does not carry accounts of or for customers. ### Note 2 - Summary of Significant Accounting Policies ### Basis of Presentation The Company's financial statements are prepared using the accrual method of accounting in accordance with accounting principles generally accepted in the United States of America. ### Cash and Cash Equivalents For the purposes of the statement of cash flows, the Company considers highly liquid financial instruments with maturities of three months or less at the time of purchase to be cash and cash equivalents. ### Estimates The preparation of the financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. ### Fair Value of Financial Instruments FASB ASC 820 defines fair value, established a framework for measuring fair value, and establishes a fair value hierarchy which prioritizes the inputs to valuation techniques. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. A fair value measurement assumes that the transactions to sell the asset or transfer the liability occur in the principal market for the asset or liability or, in the absence of a principal market, the most advantageous market. Valuation techniques that are consistent with the market, income or cost approach, as specified by FASB ASC 820, are used to measure fair value. {8}------------------------------------------------ ### -- - - - -- ---- --!- ### ( -%) \*+, - ./0 -1 \* /2 . -3 -4 "#\$%&%' 56789:;<9=>7?:7;@AB?CDEFG;HIJK7LI?7:MDNOPIGQ9RS9ITUMI7V?MWXSYZ[ZY\I]^Y9Z\_`Ya9bcd9eNYbMIUfg`YY hijklmnonpqr - s tuonvwxyz{|}q~j~uokk}jzn~jljjkiuj}nliyuqzklq}nljilnz~ykpkqqu~q ykhp}ynqyzk~onkin~ - s uonz{~~j}nokk}jzn~ljpjyzplnl~nlinjikikn}qkzl ykhy}nqzk}yonkin~qkzlz|~q~k~k njhqn okhu¡j ~nkqqn}j pkhyy~ny~¢nil n} jiyzliu~£¡jiqh¤}kz}yk~n¡|~u j¡~uzkzkyzq} uz}¥ - s ¦non§¨z|}}j}nok©|k}jzu}jljpkin|zjhqnªokhnkzl¤zkz}}j~u¡kyiokpn nk¤ nnz}« ¬nkokpkhyy~jjhqu okhpnz|~qkzok¡ijzq} nz}~jz~ |uz}kzlyzn ~kk¤nq®}u z|}qqnl}jnkq¯iu¡kiokpnkkppyz~jlyninz}nonpqj~nkioknyu°k ±²z|kqu¤³kz z¤~iuz}´uµup¶y}yz}u¡kiok|uyuiki¤hkquljz~n·j¶uq}uouj¡z|}~k}¸q¤zykz~~j ~u¡kyiµkp|uuk¤iuuz~¹ºu»jkz¼¤k¤¤u¤quz~j~u¤yz½kz¾ujkki~y|kiz|~~j~u¡ki µkpuukiuuz~jkzz¤~ |uz}iuyiuq¿luz~kzljz¤ylu k}yjzjk}j q¤uyÀ~j}u yz¤} uz~Á ÂzÃnnhniÄÅÆÇÈ®~n»jkzɤk¤uÊ|ËkÌuz~zplnzÍÎkyzÏkzÐyoknl}Ñz |j~nlkiu} yn¤jilnz~ykpyzq~ nz~qkzlk n~qk}nj ÒnlyzÓnonpÔj~nkÕiok|n yuikiÖ ### ×0 Ø-ÙÚ- Ûqk}ulpkhypy~kzÜ~u»jkzyq~ uk}ulk¤kki}zniqyjiÝuluikkzlÞ~k}uzjn~kß nàázlnihk{~niâ~nãz~n zkänonz|nÎlnånknhni~kænlnkik}npz lq~iyh|}yonqk nj¡}n»jkzÉqzju¶u~uijizj}}k~zjnqk~kl}ih~ulçÛj lèzé zj o¤jziyzju~kênkhunzinilulyz~nkjkzyzë~k~unz}j¡j{nik~yjz¤ji~nuk uzlnlìuíuhui§îéïðïñò ### ó -0ôõö ÷øùúû+0- øüýþ ujkzkz~kyz~k¤zkhkzkj|zkkinl}k~zkzykpyz~}~jz ukjz~ hkkznyq zqinlh~uÝnln kpìnj¤y}»ji{jik~yjz ì »nhkkznkouzj}nêunlnl¡nlnk z¤iuly}qjððððliz~nnkuzlulìunhui§ðï ### ø--0ø- / Ø n»jkzkl{~nlÛïðî ð!®änonzn¡"»z~ik~¶~»~jni¤#lnlyzÛÞ»\$ð\$%¹n »jkziujz&uq nonzu¶nzquio'u¤k u~ikz¤u iul}juz~¤àänouz|n¤injz&ulhkquljz~n kj(z~jjz¤)luik~jz\*k\*kzkuuz}u+u~¤~j,nn-µnznêkzuji}uqnqnio.u¤yzkjilkzn ¶}}u}u ¤j}ujz} k}¶}~up/nz0jlu~niÀzn}ukj|z}kzl}1yzj2nonz|ninjz3~jz4 ~u»jkzq~5lnz}.¡~ ujz}ik67¶y}~upyuz}8ï%luz}}uui¡jikzujhp9k}yjzz}u z~ikí~®§ln~niyzn}n} kzk~z n®:k;jk~n}n~ikzqk~yjz{ n~j~n{ni?@iujz&niuonzn¶nz~u»jkz¤k~y¤¡yu¤kuiAjikzu jhÀk~Bjz {9}------------------------------------------------ ### Hewlett Point Securities LLC Footnotes to Financial Statements For the year ended December 31, 2025 ### Note 2 - Summary of Significant Accounting Policies (continued) The Company receives commissions on the purchase and sales of securities made on behalf of its customers. Revenue is recorded by the Company when the services are rendered, and the performance obligation has been met. ### Securities Transactions Principal transactions and related revenues and expenses are recorded at fair value on a trade-date basis (as if they had settled). Profit and loss arising from all securities transactions entered into for the account and risk of the Company are recorded in trading revenue in the statement of income. Amounts receivable and payable for securities transactions that have not reached their contractual settlement date are recorded net as receivable from the clearing broker on the statement of financial condition. ### New Accounting Pronouncements In December 2019, the Financial Accounting Standards Board (FASB) issued Accounting Standard Update No. 2019-12, Income Taxes (Topic 740): Simplifying the Accounting for Income Taxes (ASU 2019-12), which simplifies the accounting for income taxes. This guidance will be effective for the fiscal years beginning after December 15, 2021, and interim periods within those fiscal years, beginning after December 15, 2022, on a prospective basis, with early adoption permitted. We have adopted the new standard effective January 1, 2023, and do not expect the adoption of this guidance to have a material impact on our financial statements. ### Note 3 - Related Party Transactions The Company leases its office space from a related party; the lease is paid on a month-to-month basis. For the year ended December 31, 2025, the lease expense was \$7200. Related parties payable as of December 31, 2025, was \$0. The Company leases its office space under an operating lease paid on a monthto-month basis at a cost of \$600 per month ### Note 4 - Member's Equity During the fiscal year ending on December 31, 2025, the Company distributed \$160,600 to its members, utilizing funds exclusively sourced from accrued profits, thereby aligning regulatory guidelines. Notably, withdrawing equity capital within one year from the contribution date is strictly prohibited without written authorization from FINRA. The distributions had a noteworthy impact on the Company's capital structure for the reporting period. The Company received no contributions, in the year ended December 31, 2025. ### Note 5 - Commitments and Contingencies Hewlett Point Securities, LLC does not have any commitments, guarantees, or contingencies (arbitrations, lawsuits, claims, etc.) that may result in a loss or future obligation or that may be asserted against the firm at a future date as of December 31, 2025. {10}------------------------------------------------ ## Hewlett Point Securities LLC Footnotes to Financial Statements For the year ended December 31, 2025 ### Note 6 - Net Capital Requirements The Company is a member of FINRA and subject to the Securities and Exchange Commission's Uniform Net Capital Rule (Rule 15c3-1), which requires the maintenance of minimum net capital of \$5,000 and requires that the ratio of aggregate indebtedness to net capital, both as defined, not exceed 15 to 1. On December 31, 2025, the Company had net capital of \$84,247 which was \$79,247 in excess of the amount required. The Company's ratio of aggregate indebtedness to net capital was 0.010857 to 1. ### Possession or Control Requirements The Company does not have any possession or control of customer funds or securities. There were no material inadequacies in the procedures followed in adhering to the exemptive provisions of SEC Rule 15c-3- 3(k)(2)(ii) by promptly transmitting all customer funds or securities to the clearing broker who carries the customer accounts. ### Note 7 - General Revenue The Company has entered into a clearing agreement with a clearing broker whereby it introduces customers and receives revenue. Customers enter into a customer agreement with the clearing broker which establishes the terms under which the customer agrees to compensate the parties for transactions provided, including the purchase and sale of financial products and fees for account maintenance. The transaction price is determined by the market and may include a commission or markup ("transaction fees") added by the Company. The Company or clearing affiliate may charge/earn fees for margin lending, balances held, and sundry services"), as set forth in the customer agreement, which fees may be shared with the Company. All services are satisfied, and other fees are recognized on the transaction date; the date on which the underlying financial instrument is purchased or sold, the purchaser or seller is identified, pricing is agreed, risk and rewards of ownership or dispossession have occurred and transferred, and other transaction services have been provided. ### Note 8 - Segment Reporting The Company manages its business within a single operating segment in accordance with ASC Topic 280 Segment Reporting ("ASC 280"). Operating segments are defined as components of an enterprise for which separate financial information is available and evaluated regularly by the chief operating decision maker (CODM), which is our Chief Executive Officer in deciding how to allocate resources and in assessing performance. Segment information is consistent with how management reviews the business, makes investing and resource allocations and assesses operating performance. The CODM uses this information, which may be adjusted for items that are nonrecurring, as well as regularly provided budgeted or forecasted expense information for the single operating segment, in managing the business. ### Note 9 - Subsequent Events The Company has evaluated subsequent events through the date these financial statements were available to be issued, identifying no material subsequent events requiring adjustments or disclosures to its financial statements. Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.