Full text of BAINBRIDGE CAPITAL SECURITIES, INC.'s X-17A-5/A filed 2025-12-15 (period 2025-08-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### BAINBRIDGE CAPITAL SECURITIES, INC. FINANCIAL STATEMENTS TOGETHER WITH SUPPORTING SCHEDULES AND AUDITORS' REPORT AUGUST 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-70357 | FACING PAGE | | |-----------------------------------------------------------------------------------------------------------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | MM/DD/YY | | MM/DD/YY | | |-----------------------------------|----------|------------|----------|--| | FILING FOR THE PERIOD BEGINNING Y | 09/01/24 | AND ENDING | 08/31/25 | | A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Bainbridge Capital Securities, Inc. | TYPE OF REGISTRANT (check all applicable boxes): | | |--------------------------------------------------|--| Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 4445 Eastgate Mall, Suite 200 | | (No. and Street) | | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------| | San Diego | CA | 92121 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Tarik Abdala | +5511971213143 | tabdala@bainbridge.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | Spicer Jeffries LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | 4601 DTC Boulevard, Suite 700 Denver | | CO<br>80237 | | (Address) | (City) | (State)<br>(Zip Code) | | 10/20/03 | | 349 | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are…Read the full text as markdown