# ARLINGTON CAPITAL SERVICES, LLC X-17A-5 (2026-05-01) — Broker-dealer annual report - Company: ARLINGTON CAPITAL SERVICES, LLC - Form: X-17A-5 - Filed: 2026-05-01 - Period: 2025-12-31 - Accession: 0001779588-26-000003 - CIK: 1779588 - File #: 8-70361 - Type: Broker-dealer - Material weakness: No - Auditor: David Lundgren & Co. - Auditor location: Olathe, KS - Contact: Scott L Brown - Phone: 917-696-8331 - Email: sbrown@compliance-risk.com - Website: compliance-risk.com - Signed by: Scott Brown (FINOP) Original filing: https://www.sec.gov/Archives/edgar/data/1779588/000177958826000003/PrivateOpinion_1.pdf --- {0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | ## ANNUAL REPORTS FORM X-17A-5 PART IIШ | SEC FILE NUMBER | | | |-----------------|--|--| | | | | 8-70361 | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--|--|--|--| | 01/01/2025
12/31/2025
FILING FOR THE PERIOD BEGINNING
AND ENDING | | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: Arlington Capital Services, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):
Broker-dealer ☐ Security-based swap dealer
Check here if respondent iş also an OTC derivatives dealer | | Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 2000 Morris Avenue Suite 1100 | | | | | | | | | (No. and Street) | | | | | | | Birmingham
AL | | 35203 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Scott L Brown | 917-696-8331 | sbrown@compliance-risk.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | David Lundgren & Company Cerified Public Accountants, Chartered | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 505 North Mur-Len Rd | Olathe | KS
66062 | | | | | | (Address)
01/05/2015 | (City) | (State)
(Zip Code)
6075 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported bya statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | | I, Wade Honeycutt
_ swear (or affirm) that, to the best of my knowledge and belief, the | | | | | | |---|---------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--| | | financial report pertaining to the firm of
Arlington Capital Services, LLC
_ as of | | | | | | | | MyRCH 11
,2028, is true and correct. I further swear (or affirm) that neither the company nor any | | | | | | | | partner, officer, director, or equivalent person as the case may be, has any proprietary interest in any account classified solely | | | | | | | | as that of a customer. | | | | | | | | | | | | | | | | H
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Sign
KELLY DEANN ELLIS | | | | | | | | NOTARL | | | | | | | | Title:
PUBLIC | | | | | | | | PRESIDENT
Kellydatnn
BA | | | | | | | | Kemm
MA
My commission expires on | | | | | | | | 1 STATE AT L
4/9/2026
S | | | | | | | | | | | | | | | | This filing** contains (check all applicable boxe | | | | | | | | (a) Statement of financial condition.
☐ (b) Notes to consolidated statement of financial condition. | | | | | | | | | | | | | | | | (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of | | | | | | | | comprehensive income (as defined in § 210.1-02 of Regulation S-X).
(d) Statement of cash flows. | | | | | | | | | | | | | | | 미 | (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.
(f) Statement of changes in liabilities subordinated to claims of creditors. | | | | | | | | ☐ (g) Notes to consolidated financial statements. | | | | | | | | (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. | | | | | | | | (i) Computation of tangible net worth under 17 CFR 240.18a-2. | | | | | | | | (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. | | | | | | | | (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or | | | | | | | | Exhibit A to 17 CFR 240.18a-4, as applicable. | | | | | | | | (I) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. | | | | | | | | (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. | | | | | | | | (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR | | | | | | | | 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. | | | | | | | | (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net | | | | | | | | worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 | | | | | | | | CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences | | | | | | | | exist. | | | | | | | | (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. | | | | | | | | (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable. | | | | | | | | (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. | | | | | | | Π | (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. | | | | | | | | (t) Independent public accountant's report based on an examination of the statement of financial condition. | | | | | | | | (u) Independent public accountant's report based on an examination of the financial report or financial statements under 17 | | | | | | | 0 | CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. | | | | | | | | (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 | | | | | | | 0 | CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. | | | | | | | | (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17
CFR 240.18a-7, as applicable. | | | | | | | | | | | | | | | | (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.15c3-1e or 17 CFR 240.17a-12,
as applicable. | | | | | | | | ☐(y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or | | | | | | | | a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). | | | | | | | | (z) Other: | | | | | | \*\*To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(3) or 17 CFR 240.18a-7(d)(2), as applicable. Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.