Full text of FUNDOPOLIS SECURITIES, LLC's X-17A-5 filed 2024-04-05 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Schedules Required by the U.S. Securities and Exchange Commission Including Independent Registered Public Accountant's Report Thereon For the Year-Ended December 31, 2023 {1}------------------------------------------------ ## FINANCIAL STATEMENTS, FORM X-1 7A-5, PART II(, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM # DECEMBER 3 I, 2023 ## CONTENTS | 17A-S, PART Ill<br>FORM X- | PAGE<br>I -<br>2 | |--------------------------------------------------------------------------------------------|------------------| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 3 -<br>4 | | rfNANCIAL STATEMENTS | | | Statement of r<br>inancial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9 -<br>I 0 | | SUPPLEMENTAL INFORMATION-<br>Schedule l<br>l'OMPLJ'lATION OF NFTC'APITAL UNDER RULE 15c3-1 | 11 | | REPORT OF INDEPENDENT R.bGISTERED PUBLIC ACCOUNTING FIRM , | 12 | | ASSERTION REGARDING EXEMPTION UNDER EXCHANGE ACT RULE 15C3-3 | 13 | {2}------------------------------------------------ | | UNITED STATES | | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------|--|-------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | Washington, D.C. 20549 | | | Estimated averase burden | | | | | | hours per response: 12 | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-S | | | 8-70362 | | | PART Ill | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 0 1 /Q 1 /23 | AND ENDING 12/31 /23 | | | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Fundopolis Securities, LLC | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!) Broker-dealer<br>D Check here If respondent Is also an OTC derivatives dealer…Read the full text as markdown