Full text of SPOKE REAL ESTATE FINANCIAL, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION** **FOR THE PERIOD OCTOBER 15, 2019 (COMMENCEMENT OF OPERATIONS) THROUGH DECEMEBER 31, 2020** {1}------------------------------------------------ ### **FOR THE PERIOD OCTOBER 15, 2019 (COMMENCEMENT OF OPERATIONS) THROUGH DECEMEBER 31, 2020** ### **TABLE OF CONTENTS** ### **Report of Independent Registered Public Accounting Firm** | Financial<br>Statements<br><br><br><br><br><br><br><br> | Page | |----------------------------------------------------------------------------------------------------|------| | Statement of Financial Condition 1 | | | Statement of Operations 2 | | | Statement of Changes in Member's Equity 3 | | | Statement of Cash Flows 4 | | | Notes to the Financial Statements 5-7 | | | Supplementary<br>Information | | | I - Computation of Net Capital<br>Pursuant to Rule 15c3-1 8 | | | Other Information | | | II - Computation for Determination of the Reserve Requirements<br>Pursuant to Rule 15c3-3 9 | | | III - Information Relating to the Possession or Control Requirements<br>Pursuant to Rule 15c3-3 9 | | | Report of Independent Registered Public Accounting Firm | | | Management Statement Regarding Compliance with the Exemption<br>Provisions of SEC Rule 15c3-3 10 | | {2}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT FORM X-17A-5 PART III -- OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . . . 12.00 > SEC FILE NUMBER 8-70381 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 10/15/2019 | | | AND ENDING | 12/31/2020 | |------------------------------------------------------------------------------------------|-------------------------------------------------------------------|--------------------------------------------------------|---------------|--------------------------------| | | | MM/DD/YY<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Spoke Real Estate Financial, LLC | | | | OFFICIAL USE ONLY | | 2500 Bryden Road | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | (No. and Street) | | | | Columbus | | OH | | 43209 | | (City) | | (State) | | (Zip Code) | | NAME AND TELEPHO…Read the full text as markdown