Full text of ONE 2800 CAPITAL ADVISORS, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ## **FINANCIAL STATEMENTS** **AND** **SUPPLEMENTARY INFORMATION** **DECEMBER 31, 2021** {1}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 | ASSETS<br>Cash | \$ | 118,616 | | |-----------------------------------------------------------------------------------------|----|---------|--| | Total assets | \$ | 118,616 | | | LIABILITIES AND MEMBERS' EQUITY<br>Advances payable to related parties<br>\lt;br>108,289 | | | | | Total liabilities | | 108,289 | | | Members' equity | | 10,327 | | | Total liabilities and members' equity | \lt;br>118,616 | |---------------------------------------|---------------| {2}------------------------------------------------ ## NOTES TO FINANCIAL STATEMENTS DECEMBER 31, 2021 ### **1. NATURE OF OPERATIONS AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES** #### Nature of Operations One 2800 Capital Advisors, LLC (the "Company") is a US registered broker-dealer and FINRA Member Firm that provides investment banking services and specializes in merger & acquisition advisory, capital formation, and strategic advisory services. The Company completed its registration process and was issued its Decision Regarding New Membership Application on September 8, 2020, and pursuant to Financial Industry Regulatory Authority ("FINRA") Rule 1014 executed its FINRA Membership Agreement on September 9, 2020 (with approval to commence operations subsequently on September 10, 2020). The Company is the broker–dealer affiliate of Blue & Co., LLC ("Blue"), a regional CPA firm with more than 400 professionals in over ten offices in the Mid-West providing full-service assurance, tax, and transaction advisory services since 1970. The operations and activities of the Company are performed exclusively by the Company's registered representatives. In performance of the Company's business activities, the Company does not receive, directly or indirectly, or hold funds or securities for, or owe funds or securities to, customers, and the Company does not carry accounts of or for customers and does not engage in any of the activities described in Net Capital Rule 15c3-1(a)(2)(i)-(v). As a result, the Company will compute its net capital under the Aggregate Indebtedness Standard under the Net Capital Rule, discussed in a subsequent footnote. This summary of significant accounting policies of the Company is presented to assist in understanding…Read the full text as markdown