Full text of OHANAE SECURITIES LLC's X-17A-5 filed 2021-06-15 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (a wholly-owned subsidiary of Ohanae Inc.) Statement of Financial Condition Pursuant to Rule 17A-5 under the Securities Exchange Act of 1934 March 31, 2021 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... 12.00 8-70389 SEC FILE NUMBER ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNfNG | -~<br>0~4~/0~1/=2~0<br>MM/DD/YY | ___<br>AND ENDING | 03/3<br>1/2<br>1<br>MM/DD/YY | |-----------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|-------------------|--------------------------------------------------| | | A. REGISTRANT IDENTIFICA TIO | | | | ~ DEALER:<br>NAME OF BROKER<br>OHANAE SECURITIES LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM ID. NO. | | | 42 Broadway Suite 12 | | | | New York<br>(City) | (No. and Street)<br>NY<br>(State) | | 10004<br>(Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Shari Rothenberg | | | (908) 743-1307<br>(Area Code -<br>Telephone No.) | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | YSL & Associates<br>(Name - if individual, state last, first, middle name) | | | | 11 Broadway, Suite 700<br>(Address) | New York<br>(City) | NY<br>(State) | 10004<br>(Zip Code) | | CHECK ONE:<br>[!] Certified Public Accountant<br>D<br>Public Accountant<br>D<br>Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | | | *\*Claims for exemption from the requirement Iha/ the annual reporl be covered by the opinion of an independenl public accozmtanl must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. I 7a-5(e)(2).* SEC 1410 (3-9 1) {2}------------------------------------------------ # **Ohanae Securities LLC (a wholly-owned subsidiary of Ohanae, Inc.)** # **TABLE OF CONTENTS** #### *…Read the full text as markdown