# GREENWICH CAPITAL PARTNERS, LLC X-17A-5 (2026-03-30) — Broker-dealer annual report - Company: GREENWICH CAPITAL PARTNERS, LLC - Form: X-17A-5 - Filed: 2026-03-30 - Period: 2025-12-31 - Accession: 0001787140-26-000003 - CIK: 1787140 - File #: 8-70402 - Type: Broker-dealer - Material weakness: No - Auditor: Ohab and Company, P.A. - Auditor location: Maitland, FL - Contact: Jasjeet S. Sood - Phone: 203-561-5870 - Signed by: Jasjeet S. Sood (CEO/CCO) Original filing: https://www.sec.gov/Archives/edgar/data/1787140/000178714026000003/publicreport20251.pdf --- {0}------------------------------------------------ # GREENWICH CAPITAL PARTNERS, LLC # STATEMENT OF FINANCIAL CONDITION # DECEMBER 31, 2025 {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | hours per response: 12 | | |------------------------|--| | SEC FILE NUMBER | | | 8-70402 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | 1
I
_
FILING FOR THE PERIOD BEGINNING _ | ______
1I_
2
5
_
_
AND ENDING _ | | ____
1
1
2
I3
_5
12
_
_
_
_
_ | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------------------------------------------------|--------------------------------------------|--| | | MM/DD/YY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: GREENWICH CAPITAL PARTNERS, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):
D Security-based swap dealer
~ Broker-dealer
D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 135 MILBANK AVE WEST | | | | | | | | (No. and Street) | | | | | | GREENWICH | CT | | | 06830 | | | (City) | {State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | JASJEET SOOD | 203-561-5870 | | COMPLIANCE@G REENWICHC P.COM | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | OHABAND COMPANY, P.A. | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 100 E. SYBELIAAVE, STE. 130 | MAITLAND | | FL | 32751 | | | (Address) | (City) | | (State) | (Zip Code) | | | rte of Registrafoa with PCAOB JI if applicable] | | | | (PCAOB Registratioa N,mbe<, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | * Claim"s for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, JASJEET SOOD swear (or affirm) that, to the best of my knowledge and belief, the financial re8 ort pertaining to the firm of GREENWICH CAPITAL PARTNERS, LLC as of DECEM ER 31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. | Signaturery A | | |-------------------|--| | Title:
CEOICCO | | | | | #### **This filing\*\* contains (check all applicable boxes):** - ~ (a) Statement of financial condition. - ~ (b) Notes to consolidated statement of financial condition. - 0 (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in§ 210.1-02 of Regulation S-X). - 0 (d) Statement of cash flows. - 0 (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - 0 (f) Statement of changes in liabilities subordinated to claims of creditors. - 0 (g) Notes to consolidated financial statements. - 0 (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - 0 (i) Computation of tangible net worth under 17 CFR 240.18a-2. - 0 U) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.1Sc3-3. - 0 (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - D (I) Computation for Determination of PAB Requirements under Exhibit A to§ 240.1Sc3-3. - 0 (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - 0 (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.1Sc3-3(p)(2) or 17 CFR 240.18a-4, as applicable. - 0 (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.1Sc3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - 0 (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition. - ~ (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable. - 0 (r) Compliance report in accordance with 17 CFR 240.17a-S or 17 CFR 240.18a-7, as applicable. - 0 (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - ~ (t) Independent public accountant's report based on an examination of the statement of financial condition. - 0 (u) Independent public accountant's report based on an examination of the financial report or financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. - 0 (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - 0 (w) Independent public accountant' s report based on a review of the exemption report under 17 CFR 240.17a-S or 17 CFR 240.18a-7, as applicable. - 0 (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.1Sc3-1e or 17 CFR 240.17a-12, as applicable. - 0 (y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k). 0 (z) Other: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_ \_ - - \*\*To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e)(3) or 17 CFR 240.18a-7(d)(2), as applicable. {3}------------------------------------------------ ![](_page_3_Picture_0.jpeg) I 00 E. Sybelia Ave. Suite 130 Maitland. FL 32751 *Certified Public Accountants* I mail: p,1m *a* ohubco.com Telephone 407-740-7311 Fax 407-740-6441 #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING **FIRM** To the Member of Greenwich Capital Partners, LLC #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Greenwich Capital Partners, LLC as of December 31 , 2025, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of Greenwich Capital Partners, LLC as of December 31 . 2025 in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** This financial statement is the responsibility of Greenwich Capital Partners. LLC's management. Our responsibility is to express an opinion on Greenwich Capital Partners, LLC's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to Greenwich Capital Partners. LLC in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the **PCAOB.** We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion. We have served as Greenwich Capital Partners, LLC's auditor since 2022. Maitland, Florida March 5, 2026 {4}------------------------------------------------ # **GREENWICH CAPITAL PARTNERS, LLC Statement of Financial Condition December 31, 2025** **Assets** | Cash | \$ | 55,619 | |---------------------------------------|----|-------------| | Fees receivable | | 3,192 | | Other assets | | 29,998- | | Total assets | \$ | 88,809 | | Liabilities and Member's Equity | \$ | - | | Liabilities | | | | Accounts payable and accrued expenses | | 9,407 | | Total liabilities | | 9,407 | | Commitments and contingencies | | - | | Member's equity | | | | Member's equity | | 79,402
- | | Total member's equity | | 79,402 | | Total liabilities and member's equity | \$ | 88,809 | {5}------------------------------------------------ # **GREENWICH CAPITAL PARTNERS, LLC Notes to Financial Statements December 31, 2025** ### **NOTE 1: GENERAL AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES** ### *Organization* Greenwich Capital Partners, LLC (the "Company") was organized on August 22, 2019 and became registered under the Securities and Exchange Act of 1934. In January 2020, the Company became a member of the Financial Industry Regulatory Authority ("FINRA"), and the Securities Investor Protection Corporation ("SIPC"). The Company's activities consist principally of its role as an intermediary in capital raising assignments in the private markets and as an advisor in merger and acquisition transactions. Accordingly, the Company claims exemption for Securities Exchange commission Rule 15c3-3 because it does not carry customer funds or handle customer sercurities. The Company has identified its President as the chief operating decision maker ("CODM"), who reviews all activity and contracts. Additionally, the CODM uses net income to forecast the direction of the Company and to make operational decisions while maintaining capital adequacy, such as whether to reinvest profits or pay distributions. The Company's operations constitute a single operating segment. The accounting policies used are the same as those described in the summary of significant accounting policies. See note number 5 regarding customer concentration. ### *Summary of Significant Accounting Policies* The presentation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual results could differ from those estimates. For purposes relating to the Statement of Cash Flows, the Company has defined cash equivalents as highly liquid investments, with original maturities of less than three months, that are not held for sale in the ordinary course of business. ### *Significant Judgements* Revenue from contracts with customers includes fees from investment banking. The recognition and measurement of revenue is based on the assessment of the individual contract terms. Significant judgement is required to determine whether performance obligations are satisfied at a point in time or over time; how to allocate transaction prices where multiple performance obligations are identified; when to recognize revenue based on the appropriate measure of the Company's progress under contract; whether revenue should be presented gross or net of certain costs; and whether constraints on variable consideration should be applied due to uncertain future events. {6}------------------------------------------------ # **GREENWICH CAPITAL PARTNERS, LLC Notes to Financial Statements December 31, 2025** ### **NOTE 1: GENERAL AND SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)** ### *Revenue Recognition* The Company provides placement services for which it receives a fee in accordance with the terms of the agreement. Revenue is generally recognized at the point in time that performance obligations are satisfied, typically the closing date of the transaction. Advisory fees are typically recognized over time when performance obligations are simultaneously provided by the Company and consumed by the customer. Advisory fees received prior to performance obligations being satisfied are reflected as contract liabilities. There were no contract liabilities at December 31, 2025. The Company earned revenue from representative fees, which are a set fee to cover their costs. # **NOTE 2: INCOME TAXES** The Company is recognized as a single member Limited Liability Company (an "LLC") by the Internal Revenue Service. As such, it is treated as a disregarded entity and is not subject to income taxes. The Company's income or loss is reportable by its sole member on its tax return. # **NOTE 3: COMMITMENTS AND CONTINGENCIES** ### *Contingencies* The Company maintains bank accounts at financial institutions. These accounts are insured either by the Federal Deposit Insurance Commission ("FDIC"), up to \$250,000, or the Securities Investor Protection Corporation ("SIPC"), up to \$500,000. At times during the year, cash balances held in financial institutions were not in excess of the FDIC and SIPC's insured limits. The Company has not experienced any losses in such accounts and management believes that it has placed its cash on deposit with financial institutions which are financially stable. ## *Commitments* In the normal course of business, the Company could be threatened with, or named as a defendant in, lawsuits, arbitrations, and administrative claims. Such matters that are reported to regulators such as the SEC or FINRA and investigated by such regulators, may, if pursued, result in formal arbitration claims being filed against the Company and/or disciplinary action being taken against the Company by regulators. Any such claims or disciplinary actions that are decided against the Company could harm the Company's business. The Company is also subject to periodic regulatory audits and inspections which could result in fines or other disciplinary actions. Unfavorable outcomes, in such matters, may result in a material impact to the Company's financial position, statement of operations or cash flows. As of December 31, 2025, management is not aware of any commitments or contingencies that could have a material impact on the financial statements. {7}------------------------------------------------ # **GREENWICH CAPITAL PARTNERS, LLC Notes to Financial Statements December 31, 2025** ## **NOTE 4: CREDIT LOSSES** ### *Credit Losses* The Company follows ASC Topic 326, Financial Instruments - Credit Losses ("ASC 326"). ASC 326 impacts the impairment model for certain financial assets by requiring a current expected credit loss ("CECL") methodology to estimate expected credit losses over the entire life of the financial asset. Under the accounting update, the Company has the ability to determine that there are no expected credit losses in certain circumstances (e.g., based on the credit quality of the customer). The Company had accounts receivable as of \$3,192 as of December 31, 2025. ### **NOTE 5: CUSTOMER CONCENTRATION** The Company has one customer that represents 64.97% of the total revenue for the year ended December 31, 2025. There are inherent risks whenever a large percentage of total revenues are concentrated with one customer. It is not possible for us to predict the future. Revenue may significantly decline if the Company were to lose this customer, or if the Company were not able to obtain new customers. ## **NOTE 6: RULE 15C3-3** The Company is not claiming an exemption from SEA Rule 15c3-3, in reliance on footnote 74 to SEC Release 34-70073 and as discussed in Q & A 8 of the related FAQ issued by SEC staff. In order to avail itself of this option, the Company does not and will not hold customer funds or securities. ## **NOTE 7: NET CAPITAL REQUIREMENTS** The Company is subject to the Securities and Exchange Commission Uniform Net Capital Rule (SEC Rule 15c3-1), which requires the maintenance of minimum net capital and requires that the ratio of aggregate indebtedness to net capital, both as defined, shall not exceed 15 to 1. Rule 15c3-1 also provides that equity capital may not be withdrawn or cash dividends paid if the resulting net capital ratio would exceed 10 to 1. Net capital and aggregate indebtedness change day to day, but on December 31, 2025, the Company had net capital of \$46,212 which was \$41,212 in excess of its required net capital of \$5,000; and the Company's ratio of aggregate indebtedness of \$9,407 to net capital was 0.20 to 1. # **NOTE 8: SUBSEQUENT EVENTS** The Company has evaluated events subsequent to the statement of financial condition date for items requiring recording or disclosure in the financial statements. The evaluation was performed through the date the financial statements were available to be issued. Based upon this review, the Company has determined that there were no events which took place that would require adjustments or disclosures. Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.