Full text of LEX MARKETS LLC's X-17A-5 filed 2022-04-04 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 (WITH REPORT OF INDEPENDENT REIGSTERED PUBLIC ACCOUNTING FIRM THEREON) {1}------------------------------------------------ | | UNITED STATES | | | | | |----------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------|-------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL | | | | | Washington, D.C. 20549 | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | | | hours per response: 12 | | | | | ANNUAL REPORTS | | | | | | | SEC FILE NUMBER | | | | | | | FORM X-17A-5<br>PART III | | 8-70411 | | | | REPORT FOR THE PERIOD BEGINNING | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>09/11/2020<br>AND ENDING | 12/31/2021 | | | | | | MM/DD/YY | MM/DD/YY | | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM:<br>LEX Markets LLC | | | | | | | TYPE OF<br>REGISTRANT (check<br>☒Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | all applicable boxes):<br>☐Security-based swap<br>dealer | ☐Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 25 WEST 39TH ST, 8TH FLOOR | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10018 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Michael Friedman | 212-870-8708 | | Michael@LEX-Markets.com<br>(Email Address) | | | | (Name) | (Area Code – Telephone Number) | | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Citrin Cooperman & Company, LLP | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | 50 Rockefeller Plaza | New York | NY | 10020 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 11/02/2005 | | | 2468 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | * Claims for exemption f…