Full text of APEX DIRECT's X-17A-5 filed 2026-04-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # APEX FINTECH BROKERAGE SERVICES LLC (formerly known as FinTron Invest LLC) Statement of Financial Condition With Report of Independent Registered Public Accounting Firm December 31, 2025 Files as public information pursuant to Rule 17A-5(d) under the Securities Exchange Act of 1934 and Regulation 1.10(g) of the Commodity Exchange Act. {1}------------------------------------------------ 8-70414 | 01/01/2025 | 12/31/2025 | |------------|------------| Apex Fintech Brokerage Services LLC ■ ## 350 N. St. Paul Street, Suite 1300 | Dallas | TX | | 75201 | |------------------------------|--------------|-------------------------------------|-------| | | | | | | | | | | | Paul Duckworth | 214-765-1100 | PDuckworth@apexfintechsolutions.com | | | | | | | | | | | | | RSM US LLP | | | | | | | | | | 30 S. Wacker Dr., Suite 3300 | Chicago | IL | 60606 | | | | | | | 09/24/2003 | | 49 | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ #### OATH OR AFFIRMATION | Paul Duckworth | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------|-----------------------------------------------------------------------------------------|-------| | | tınancial report pertaining to the firm of Apex Fintech Brokerage Services LLC | as of | | December 31 | 2 025 is true and correct. I further swear (or affirm) that neither the company nor any | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified soley as that of a customer. > DocuSigned by: Paul Vuckwoodli 31805C5B15AB479... Signature Title: FINOP | This filing** contains (check all annlicable boxes); | | | |------------------------------------------------------|--|--| - (a) Statement of financial condition. - (b) Notes to consolidated statement of financial condition. - □ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - [ (d) Statement of cash flows. - [ (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - [ (f) Statement of changes in liabilities subordinated to claims of creditors. - [g) Notes to consolidated financial statements. - [ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - [ (i) Computation of tangible net worth unde…Read the full text as markdown