Full text of Z&G CAPITAL INC.'s X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SEOJR!TIES AND EXCHANGE COMMISSION Washington, r.u:. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PARTm | | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | nours not responsa: 17 | SH HLE NUMBER 8-70428 FACING PAGE Information **Required** Pursuant to Rules 17a-5, 17a-12, and 1Sa-7 under the Securities **Exchange** Act of 1934 01101/2021 12/31/2021 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/OD/YY MM/00/YY A. REGISTRANT iOENTlflCATiON NAME OF FlRM: **\_\_ z\_&\_G\_C \_\_ ap\_i\_ta\_l** \_ln\_c \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REG!STRP1NT **(check** al! applicable boxes): *'.!½* Broker-dealer **Security-based** swap dealer **Major security-based** swap **participant** :! Check here *if* re,pondFnt is also an OTC deriva,ives dealer ADDRESS OF PRINCIPAL PLACE OF BUSiNESS: (Do not use a P.O. box **no.)** 4610 Riverstone Blvd !NO. and Street) Missouri City TX (City) {State) PERSON TO CONTACT WITH REGARD TO TH!S FIUNG 77459 (Zip Code) **Qincheng** Lan **713-766-0299 lanqincheng@zgcapitals.com (Name)** {Area Code -Telephone Number) (E111all Address} B. ACCOUNTANT !DENT!f!CATlON INDEPENDENT PUBLIC ACCOUNTANT whose **reports** are contained in this filing\* Jennifer Wray CPA PLLC 800 Bonaventure Way, Suite 163 **Sugar** land Texas (City; 11/30/2016 6328 77479 {Zip Code) FOR OFFICIAL USE ONLY **(''fACB s,gtia,tiua Rombe,. ,1 ao~ic.t]** • C!aimt for exemption from the requirement that the annual reports be covered by **the** reports **of** Jn independent pub!k atcountant must be supported by a .statement of facts ancl rin:omstances relied on .as the basis of the **exemption.** See 17 CFR 240.17a<,{e)( l)(ii}, **if** applicable. Persons who are to.respond to the collection of information contained !n this form are not required to rnspcmd unless the form displays a currently valid OMS t:ontrol number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Qincheng Lan<br>!, | | , swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------|-----------------|-----------------------------------------------------------------------| | ftnancial report pertaining to the flnn of | Z&G Capital Inc | , as of | December 3i , **2.Q.21\_,** iS true and correct l further swear…