Full text of TI SECURITIES, LLC's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED **STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | | | |----------------|--|--| | FORM X-17A-5 | | | | PART Ill | | | | 0MB APPROVAL | | |---------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden· | | | hours per response: | 12 | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-70431 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01 /01 /23 | | AND ENDING 1 2/31 /23 | |--------------------------------------------|----------|-----------------------| | | MM/DD/VY | MM/DD/VY | **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Tl SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # ONE WEST COURT SQUARE. SUITE+w. ';) 3 *0* | | (No. and Street) | | | | |--------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------|--| | Decatur | GA | | 30030 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Derick Schaudies | 678-331-7810 | | schaudies@tipartners.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RUBIO CPA, PC | | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | 3500 Lenox Road NE Suite 1500 | Atlanta | GA | 30326 | | | (Address) | (City) | (State) | (Zip Code) | | | 5/5/09 | | 3514 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not re…Read the full text as markdown