Full text of GRAYSCALE SECURITIES, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Grayscale Securities, LLC** **Statement of Financial Condition As of December 31, 2022** **With Report of Independent Registered Public Accounting Firm** {1}------------------------------------------------ | | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0173<br>Expires: Oct. 31, 2073<br>Estimated average burden<br>hours per response: 12 | | | | |---------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--| | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-70437 | | | | | PART III | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 11/19/2021 | | | _ AND ENDING 12/31/2022 | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Grayscale Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | L Security-based swap dealer | | _ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 290 Harbor Drive, 4th Floor | | | | | | | | (No. and Street) | | | | | | Stamford | CT | | 06897 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Hugh Ross | 646-915-4909 | GSS@grayscale.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Marcum LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 100 Eagle Rock Avenue, Suite 200 East Hanover | NJ | 07936 | | | | (Address)<br>October 16, 2003 | (City) | (State)<br>688 | (Zip Code) | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | CFR 240,17a-5(e)(1)(ii), if applicable. Persons who are to re…Read the full text as markdown