Full text of PROOF SERVICES LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  NEW YORK, NEW YORK FINANCIAL STATEMENTS, FORM X-17A-5, PART III, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2022 {1}------------------------------------------------ #### NEW YORK, NEW YORK ## FINANCIAL STATEMENTS, FORM X-17A-5, PART III, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM #### DECEMBER 31, 2022 #### CONTENTS PAGE | FORM X-17A-5, PART III | | |------------------------------------------------------------------------------------------------------------|---| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | FINANCIAL STATEMENTS | | | Statement of Financial Condition | | | Statement of Operations | | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | | | Notes to Financial Statements | | | SUPPLEMENTAL INFORMATION-<br>COMPUTATION OF NET CAPITAL UNDER RULE 15c3-1 | | | EXEMPTION REPORTS | | | Statement on Exemption from the Computation for Determination of<br>Reserve Requirements Under Rule 15c3-3 | | | Statement on Exemption Relating to Possession or Control Requirements<br>Under Rule 15c3-3 | | | Exemption Report Pursuant to Rule 17a-5 -<br>of the Securities and Exchange Commission | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM-<br>EXEMPTION REPORT REVIEW | | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 sec file number 8-70450 # PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING \_\_\_01/01/2022\_\_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_12/31/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Proof Services, LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): ത്തി Security-based swap dealer മ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 176 Broadway #15D, (No. and Street) New York 10038 NY (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING dan@prooftrading.com Dan Aisen 240-418-2486 (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT…Read the full text as markdown