Full text of ALBERT SECURITIES, LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Albert Securities, LLC** # **Statement of Financial Condition** **For the Year Ended December 31, 2024** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL QMB Number: 3235-0123 Expires Nov. 30, 2026 Estimated average burden hours per response: 12 SECTILE NUMBER 8-70459 (PCAOB Registration Number, if applicable) ### ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | FILING FOR THE PERIOD BEGINNING 01/01/24 | | -- AND ENDING 12/31/24 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Albert Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>· Broker-dealer<br>Security-based swap dealer<br>Check here if respondent Is also an OTC derivatives dealer | | [ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 126 E Haley Street, Suite A-2 | | | | | | | (No and Street) | | | | | Santa Barbara | CA | | 93101 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Michael Friedman | 213-293-9936 | | michael.friedman@albert.com | | | (Name) | (Area Code - Telephone Number) | (Emall Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | PricewaterhouseCoopers LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 601 South Figueroa Street, Sulte 900 Los Angeles | | CA | 90017 | | | (Adoress) | (City) | (State) | (Zip Code) | | | 10/20/03 | | 020 | | | (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFA 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays…Read the full text as markdown