Full text of PRISM FINANCIAL PRODUCTS LP's X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated �verage burden | | | hours per response: I] | | | | | Scl file NUMBER #### **PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** MM/00/YY FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME m FIRM: Prism Financial Products LP TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | NY<br>(State)<br>9175105397<br>(Area Code -Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | (Email Address) | 10036<br>(Zip Code)<br>ch ristian@prismfp.com | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------|-----------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | NY | 10167 | | | (State) | (Zip Code) | | | | | | | | | | | | | | | New York<br>FOR OFFICIAL USE ONLY | 127 | CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I David Martins da Silva , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Prism Financial Products LP as of **12/31** 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. CEO **KAZUKO WACHTER Notary Public, State of New York Reg. No. 02WA6396884 Qualified in New York County Commission Expires 08/26/2027** | Si…Read the full text as markdown