Full text of SWADESH SECURITIES's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-70470 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING February 17, 2021 MM/DD/VY AND ENDING December 31, 2021 MM/DD/VY **A. REGISTRANT IDENTIFICATION** ## NAME OF FIRM: Greentiger Securities LLC TYPE OF REGISTRANT {check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 7 World Trade Center, 46th Floor, 250 Greenwich Street | (No. and Street) | | | | |--------------------------------------------------------|---------------------------------------------------------------------------|---------|-----------------------------|--| | New York | NY | | 10006 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Tracie E. O'Keefe | (732) 691-7010 | | tokeefe@compliance-risk.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | David Lundgren & Company | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 505 North Mur-Len Road | Olathe | KS | 66062 | | | (Address) | (City) | (State) | (Zip Code) | | | 1/5/2015 | | 6075 | I | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | !, Kevin L. Wheeler | | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------------|----|--------------------------------…