Full text of AVIDITI FINANCIAL, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **AVIDITI FINANCIAL, LLC** Financial Report For the year ended December 31, 2021 Filed as PUBLIC information pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response: SEC FILE NUMBER 3235-0123 Oct. 31, 2023 12 8-70523 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION 1/1/2021 12/31/2021 #### NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Aviditi Financial, LLC # 8117 Preston Road, Suite 450 | Aviditi Financial, LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>□<br>□<br>Check here if respondent is also an OTC derivatives dealer<br>□ | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 8117 Preston Road, Suite 450<br>_____________________________________________________________________________________ | | | | (No. and Street) | | | | Dallas<br>TX<br>75225<br>_____________________________________________________________________________________ | | | | (City)<br>(State)<br>(Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Tracie E. O'Keefe<br>(732)_ 691-7010<br>tokeefe@compliance-risk.com<br>_____________________________________________________________________________________ | | | | (Name)<br>(Area Code – Telephone Number)<br>(Email Address) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Weaver and Tidwell, L.L.P.<br>____________________…Read the full text as markdown