Full text of RHODA AND CO LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION **Washington,** D.C. **20549** > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### SEC FILE NUM BER 8-70482 **PART** Ill **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /25** AND ENDING **12/31 /25** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** ### NAME OF FIRM: Rhoda and Co LLC (dba Henries Securities) TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 1667 Saint Marks Avenue | 11233<br>(Zip Code)<br>ana@henriesco.com<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | GA<br>30062 | | (State)<br>(Zip Code) | | 1952 | | (PCAOB RegistcaUoo N,mbec, if applicable I I | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### OATH OR AFFIRMATION 1, Eda Henries swear (or affirm) that, to the best of my knowledge and bel ief, the financial report pertaining to the firm of Rhoda and Co LLC (dba Henries Securities) as of 12/31 2~ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. ~ **Signature:** Title : President & CEO ### **This filing\*\* contains (check all appli…Read the full text as markdown