Full text of PAG FINANCIAL, LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X~17 A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-70483 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | AND ENDING 12/31 /25<br>FILING FOR THE PERIOD BEGINNING 01/01/25 | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|-----|-----------------|-------------------------------------------| | | MM/DD/VY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: PAG Financial, LLC. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>[!] Broker-dealer<br>D Check here if respondent Is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 305 Madison Avenue | | | | | | | (No. and Street) | | | | | Morristown | NJ | | | 07960 | | (City) | (State) | | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert Gilman | 561-771-0036 | | | rgllman@mavenstrategic.com | | (Name} | (Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Eisner Amper LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 733 Third Avenue | New York | | NY | 10017 | | (Address) | (City) | | (State) | (Zip Code) | | 09/29/2003 | | 274 | | | | r•<br>of R,efsOatloa with POIOBJ(lf appl<a~,J | | | | (PCAOB R•0iS1ratioa N,mb", lfappllcabh,JI | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual repm1s be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of Information contained** In **this form are not required to respond unless the form displays a currently valid 0MB co…Read the full text as markdown