Full text of ALLIANCE SECURITIES LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **RPS Securities LLC** Statement of Financial Condition and Report of Independent Registered Public Accounting Finn December 31, 2021 {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number:<br>3235-0123<br>Expires:<br>Oct. 31, 2023<br>Estimated average burden<br>hours per response<br>12.00 | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|---------------------------------------|----------------------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS<br>FORM X-17A-S | | SEC FILE NUMBER | | | | PART Ill | | 8-70499 | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | REPORT FOR THE PERIOD BEGINNING | 11/09/2020 | AND ENDING | 12/31/2021 | | | | M M/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM : RPS Securities LLC | | | | | | ~Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>9245 Wickford Drive | Security-based swap dealer | Major security-based swap participant | | | | | (No. and Street) | | | | | Houston | TX | | 77024 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | David Ronn | 713-240-5029 | | david. ran n@rpssecurities.com | | | (Name) | (Area Code - Telephone Number) | | (Ema il Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing*<br>CohReznick LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 7501 Wisconsin Avenue - Suite 400E | Bethesda | MD | 20814-6583 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/14/2003<br>(Date of Registration with PCAOB)(if applica ble) | | | 596<br>(PCAOB Reg istration Number, if applicable) | | | | | | | | | | FOR OFFICIAL USE ONLY<br>* Claims for exemption from the requirement that the annual reports be covered by the report | | s of an independen…Read the full text as markdown