NETSHARES FINANCIAL SERVICES LLC X-17A-5 (2026-04-10) — Broker-dealer annual report

Full text of NETSHARES FINANCIAL SERVICES LLC's X-17A-5 filed 2026-04-10 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB Number: 3235-0123 fxplres: Nov. 30, 2026 Estlmated average burden hours per response: 12 SEC FIL£ NUMBER # ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | 0 1 /01 /25<br>FILING FOR THE PERIOD BEGINNING<br>MM/ DD/YY | __<br>AND ENDING _1_2_/_3_1 _/2_5<br>_<br>MM/ DD/YY | |--------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Netshares Financial Services, LLC | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Clleck here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 22114 Blacksburg Court | | | | | (No. and Street) | | | Katy | Texas | 77450 | | (City) | {State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | David Lee | 800-216-0360 | dlee@netshares.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | Mercurius and Associates LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name - if individual, state last, first, and middle name) | 11 0052 | | | A94/8, Wazirpur Industrial Area New Delhi | India (Country) | | (Address)<br>October 2, 2009 | (City) | (State)<br>(Zip Code)<br>3223 | | | | (PCA0B Registration Number, if applicable) | | (Date of ReRistration with PCA0B)(if applicable) | | | | | FOR OFFICIAL USE ONL V | | | | • Oaims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | displays• currently valld 0MB control number, {1}------------------------------------------------ #### OATH OR AFFIRMATION | 1, David Lee | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------|-------| |…

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