Full text of Z-SQUARED SECURITIES, LLC's X-17A-5 filed 2022-04-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------|-------------------------------------------------------------------------------------------------------|----------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | 0MB APPROVAL | | | | | | | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | | | | | | FORM X-17A-5<br>PART Ill | | | | SEC FILE NUMBER<br>8-70527 | | | | | | | | | | | | | | | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | REPORT FOR THE PERIOD BEGINNING | 03/10/2021<br>MM/DD/YY | AND EN DI NG_---=1=2/'-"3'-=1:L.-'/2=0a.::2=1'------ | MM/DD/YY | | | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Z-Squared Securities, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | ~Broker-dealer | Security-based swap dealer | Major security-based swap participant | | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | 23 Osborne Hill Dr | | | | | | | | (No. and Street) | | | | | | Salem | | MA | | 01970 | | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Phil Picariello | 781-864-9616 | | | phil@zsquaredsecurities.com | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | Citrin Cooperman & Company, LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 50 Rockefeller Plaza | New York | | NY | | 10020 | | | (Address) | (City) | | (State) | | (Zip Code) | | | 11/2/2005<br>(Date of Registration with PCAOB)(if applicable) | | | | | 2468<br>(PCAOB Registration Number, if applicable) | | | | | | | | | | | | | FOR OFFI…Read the full text as markdown