Full text of SPARK CHANGE SECURITIES LLC's X-17A-5 filed 2024-12-13 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER<br>8-70529 | | |----------------------------|--| **I** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **10/01/2023** MM/0D/YY AND ENDING **09/30/2024** MM/D0/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Spark Change Securities LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1221 1st Ave, Unit 25D | | (No. and Street) | | | | | | |--------------------------------------------------------------------------------------------|--------------------------------|-------------------------------------------|------------|--|--|--| | Seattle | WA | | 98101 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Steffen Buschbacher 206-900-527 4 | | admin@sc-securities.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RW Group, LLC | | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | | | 114 Cambridge Road | Landenberg | PA | 19350 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 02/23/2010 | | 5020 | | | | | | l"<br>of Reglstcatloo with PCAO B II if a ppl<a "" I | | [PCAOB Regl,t,aUoo N,mbe,, If ,ppll<able) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | • Claims for e)(emption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(il), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ | Steffen Buschbacher | swear (or…Read the full text as markdown