Full text of IVY HILL IRBD, LLC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION Ivy Hill **IRBD,** LLC December 31, 2021 With Report of Independent Registered Public Accounting Firm Filed as PUBLIC Information Pursuant Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION W ashington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-70544 | | **FACING PAGE** | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------------|------------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING 12/04/20 | | AND ENDING 12/31 /21 | ---------- | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Ivy Hill IRBD, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>□ Security-based swap dealer<br>C!J Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 267 Ivy Hill Road | | | | | | | | (No. and Street) | | | | | | Ridgefield | Connecticut | | 06877 | | | | (City) | (State) | | [Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Matthew Butler | 212-751-4422 | mbutler@dfppartne rs. com | | | | | {Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | RSM US LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 30 South Wacker | Chicago | IL | 60606 | | | | (Address) | (City) | {State) | {Zip Code) | | | | 09/24…