Full text of HIGHWOOD SECURITIES LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 8-70561 | | |---------|--| 01/01/2025 12/31/2025 # HIGHWOOD SECURITIES LLC ■ | Oyster<br>Bay | | NY | | 11771 | | | | |------------------------------------|-------------------|----------|------|----------------------------------|--|--|--| | | | | | | | | | | | | | | | | | | | James<br>D.<br>Taormina | (516)<br>497-0300 | | | JTaormina@HighwoodSecurities.com | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Evans<br>and<br>Bennett, | LLP | | | | | | | | | | | | | | | | | 373<br>Spencer<br>Street,<br>Suite | 101 | Syracuse | NY | 13204 | | | | | | | | | | | | | | 08/11/2009 | | | 3710 | | | | | | | | | | | | | |  {1}------------------------------------------------ #### OATH OR AFFIRMATION sweather and be and be affirm) that, to the best of my knowledge and belief, the I. JAMES D. TAORMINA financial report pertaining to the firm of HIGHWOOD SECURITIES LLC as of a manager as of December 31 , 2 025 is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Jordan Sanders Notary Public, State of New York Reg. No. 01SA0046174 Qualified in Suffolk County Commission Expires 01/28/30 Signature: Title: HRESIDENT This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - @ (b) Notes to consolidated statement of financial condition. - | |c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - O (d) Statement of cash flows. - [] (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - [ (f) Statement of changes in liabilities subordinated to claims of creditors. - [g) Notes to consolidated financial statements. - [ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - [i) Computation of tangible net worth under 17 CFR 240.18a-2. - Q (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - [ (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - [1) Computation for Determination of PAB Requirements und…Read the full text as markdown