Full text of PRIME CAPITAL MARKETS, LLC's X-17A-5 filed 2026-03-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Report December 31, 2025 This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as a CONFIDENTIAL document {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMR APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70570 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | FILING FOR THE PERIOD BEGINNING __ 01_/_0_1_/_2_02_5__AND ENDING _1_2_/3_1 /2_<br>MM/DD/YY | | _0_2_5 __ | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------|---------|--------------------------------------------|----------|---------------------------| | | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Prime Capital Markets LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>O Security-based swap dealer<br>0 Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 425 S. Financial Place, Suite 3160 | | | | | | | (No. and Street) | | | | | | | Chicago | | IL | | | 60605 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | David Oulvey | 847 712 8870 | | | | doulvey@prime-trading.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 30 S, Wacker Dr, Suite 3300 | | Chicago | | IL | 60606 | | (Address) | (City) | | | (State) | (Zip Code) | | 09/24/2003 | | | 49 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registra…Read the full text as markdown