Full text of CAPCONNECT EMARKETS, LLC's X-17A-5 filed 2026-03-02 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70596 | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|---------|-------------------------|--| | AND ENDING 09/30/2025<br>FILING FOR THE PERIOD BEGINNING 10/01/2024 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Capconnect + Emarkets, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>'.J Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 340 North Westlake Blvd., Suite 160 | | | | | | | (No. and Street) | | | | | Westlake Village | CA | | 91362 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Rich Onesto | (34 7) 853-6534 | | rich@finopsolutions.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Anson, Brian W. | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 18455 Burbank Blvd., #404 Tarzan | | CA | 91356 | | | (Address) | (City) | (State) | (Zip Code) | | | 9/15/2005 | | 2370 | | | | T"<br>(PCAOB Regist<atioo N,mbe,, if applicabl,)I<br>of ResistcaUoo with PCAOB)(if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public a,,ountant must be supported by a statement of facts and circumstances relied on as the basis of the ex.emption. see 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control…Read the full text as markdown