Full text of FORO CAPITAL MARKETS, LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|---------------------------------------|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-70600 | | | | | PART III | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2022 ___________________________________________________________________________________________________________________________________ | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | NAME OF FIRM: Foro Capital Markets, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>2173 Hawkins Street, Suite D | | | | | | | | (No. and Street) | | | | | | Charlotte | NC | | 28203 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Michael S. Marr | 7046340095 | | mmarr@forocapitalmarkets.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Goldman & Company, CPAs, P.C. | | | | | | | | (Name - if individual, state last, first, and middle name)<br>Marietta | | | | | | 3535 Roswell Rd., Suite 32 | | | GA<br>30062 | | | | (Address)<br>06/25/2009 | (City) | (State)<br>1952 | (Zip Code) | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable<br>FOR OFFICIAL USE ONLY<br>rad butthe rannote of an indan<br>curamant that the spount remorte ha con | | | | | | Г Claims for exemption from the requ…Read the full text as markdown