Full text of DLP SECURITIES, LLC's X-17A-5 filed 2022-03-15 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Schedules Required by the U.S. Securities and Exchange Commission Including Report of Independent Registered Public Accounting Firm For the Period Ended December 31, 2021 {1}------------------------------------------------ ## FINANCIAL STATEMENTS, FORM X-17A-5, PART TU, SUPPLEMENT AL lNFORMA Tl ON, AND REPORTS OF INDEPENDENT REGlSTERED PUBLJC ACCOUNTING FIRM ### DECEMBER 31, 2021 ### CONTENTS | | PAGE | |------------------------------------------------------------------------------------------------------------|----------| | FORM X-.17A-5, PART III | I -<br>2 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 3 | | FrNANCIAL STATEMENTS | | | Statement of Financial Condition | 4 | | Statement of Operations | 5 | | Statement of Changes in Members' Equity | 6 | | Statement of Cash Flows. . | 7 | | <br><br>8-10<br>Notes to Financial Statements<br> | | | Schedule I<br>SUPPLEMENTAL INFORMATION-<br>COMPUTATION OF NET CAPITAL UNDER SEC RULE 15c3-1 | 11 | | Computation for Determination of the<br>Schedule II -<br>Reserve Requirements Under SEC Rule l 5c3-3 | 12 | | Information relating to the Possession or Control Requirements<br>Schedule lfI -<br>Under SEC Rule l 5c3-3 | 12 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 13 | | MANAGEMENT REPORT ON EXEMPTION | 14 | {2}------------------------------------------------ #### UNITED STATES SECURITIES ANO EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | | 0MB APPROVAL<br>0MB Number: 323S-0123 | | |---------------------------------------|--| | hpires: Oct. 31, 2023 | | | Estlmat~ average burden | | | hours per response. 12 | | ### SEC FILE NUMBER 8-70610 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------|---------------------------|--------------------------------------------|--| | | FILING FOR THE PERIOD BEGINNING 08/12/2021 | | AND ENDING 12/31<br>/2021 | | | | | MM/00/YY | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: OLP SECURITIES, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br…Read the full text as markdown