Full text of STIRLINGSHIRE BD LLC's X-17A-5 filed 2023-09-19 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **STIRLINGSHIRE INVESTMENTS** # **STATEMENT OF FINANCIAL CONDITION** # **FOR THE PERIOD JUNE 8, 2022 (COMMENCEMENT OF OPERATIONS) THROUGH JUNE 30, 2023** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49** | ,.-<br>OMO APPROVAL | | |--------------------------|----| | OMO Number: 3235-0123 | | | E, plres: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | SEC FI LE NUMBER 8-70616 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | Information Required Pursuant to Rules 17a-5, 17a-l2, and 18a-7 under the Secur ,e | FACING PAGE | | If 5 Exchange Act of 1934 | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------|---------------------------------------| | FILING FOR THE PERIOD BEGINNING | -------<br>06/08/2022 | AND ENDING-- | ---:-~--<br>6/30/2023 | | | -<br>MM/DD/YY | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM : Stirlingshire Investments | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 15 W 38th Street, Suite 704 | | | | | | (No. and Street) | | | | New York | NY | | 10018 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Steven Woods<br>646 784 7106 | | | steven@stirlingshire.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jennifer Wray CPA PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 800 Bonaventure Way, Suite 168 Sugar Land | | TX | 77479 | | (Address) | (City) | (State) | (Zip Code) | | 11-30-2016 | | 6328 | | | | | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l?a-S(e)(l)(ii), if appl icable. Persons who are to…Read the full text as markdown