Full text of BUNDY GROUP SECURITIES, LLC's X-17A-5 filed 2026-02-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Bundy Group Securities, LLC ### AUDITED FINANCAL STATEMENTS December 31, 2025 This report is filed in accordance with Rule 17A-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC document to be posted on www.sec.gov {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70623 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2025** AND ENDING **\_1\_2\_/3\_1\_/\_2\_02\_5 \_\_** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_B\_u\_n\_d----'y'---G\_r\_o\_u-'--p\_S\_e\_c\_u\_r\_it\_ie\_s\_,\_L\_L\_C \_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dea ler ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 2700 Coltsgate Rd., Suite 201 | | (No. and Street) | | | |-------------------------------------------------------------|---------------------------------------------------------------------------|-----------------------------------------------|----------------------| | Charlotte | NC | | 28211 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | William C. Bundy, Jr. | 704-503-9464 | | clint@bundygroup.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | Goldman & Company CPAs, P.C. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 3535 Roswell Rd., Suite 32 | Marietta | GA | 30062 | | | (City) | (State) | (Zip Code) | | 6/25/09 | | 1953 | | | (Address)<br>rte of Registcatioo with PCAOB)lif applicable) | | (PCAOB Registcatioo N,mbe,, if applicable I I | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who…Read the full text as markdown