Full text of VESTED SECURITIES, LLC's X-17A-5 filed 2024-03-13 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2023 MM/DD/YY MM/DD/YY 12/31/2023 (PCAOB Registration Number, if applicable) A. REGISTRANT IDENTIFICATION NAME OF FIRM: Vested Securities TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer \_ \_ \_ Security-based swap dealer \_ \_ \_ Major security-based swap participant O Check here if respondent is also an OTC derivatives dealer AND ENDING ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2009 Ashland Ave | | (IAU, quin offect) | | | |----------------------------------------------|---------------------------------------------------------------------------|--------------------------|------------| | Fort Worth | IX | | 76107 | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Elizabeth Attanasio | 212-668-8700 | eattanasio@acisecure.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Nawrocki Smith LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 100 Motor Parkway, Suite 580 Hauppauge | | NY | 11788 | | (Address) | (City) | (State) | (Zip Code) | | 03/04/2009 | | 3370 | | (No and Stroot) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 |  {1}------------------------------------------------ #### OATH OR AFFIRMATION 1, Chad Butler swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Vested Securities as of…Read the full text as markdown