Full text of VIENNA CAPITAL PARTNERS LLC's X-17A-5 filed 2026-06-11 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235 0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response. 12 ANNUAL REPORTS SEC. FILE NUMBER FORM X-17A-5 8-70631 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/25 01/01/25 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Vienna Capital Partners LLC TYPE OF REGISTRANT (check all applicable boxes): · Broker-dealer [ Security-based swap dealer | Major security-based swap participant Check here if respondent is also an OIC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 40 Wall Street, 17th Floor (No. and Street) New York NY 10005 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Vincent DeFilippo 856-319-2784 drv@viennacap.com (Email Address) (Area Code - Telephone Number) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing \* LMHS, P.C. (Name - if individual, state last, first, and middle name) MA 80 Washington Street Norwell 02061 (State) (Address) (City) (Zip Code) 2/24/2009 3373 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applic able) FOR OFFICIAL USE ONLY · Lims for exemption from the requirement that the annual reports be covered by the reports of an independent public ar contant must be supported by a statement of facts and rir unstances relied on as the basis of the wempton. Soo 11 EFR 240 17a 5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. 15 D {1}------------------------------------------------ | OATH OR AFFICIALITY | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | swear (or affirm) that, to the best of my knowledge and belief, the<br>. Vincent DeFilippo | | financial report pertaining to the firm of Vienna Capital Partners LLG<br>as of<br>12/31 | | 2025 , is true and correct. I further swear (or affirm) that neither the company nor any…Read the full text as markdown